Preoperative Risk Assessment

By our dear and forever hospitalist leader Dr. Shalini Gupta!

Case: 85 yo M with CAD s/p DES 2 years ago, stroke 3 months ago, AFib, IDDM A1c 9%, COPD, mild cognition deficit, has rotator cuff tear and going for surgery? What next?

Philosophy: Risk assessment of each organ system and its physiologic reserve to tolerate the stress of a specific surgery

  • Cardiovascular, Pulmonary, Renal, Endocrine, Neuro-cognitive, Hematologic, Gastrointestinal

  • Know your patient (H&P and exam most important tool) -including anesthesia history

Major adverse cardiac event (MACE) risk calculator (low <1%, high >=1%)

Functional status

  • Duke Activity Status Index (DASI)

  • Epic built-in tool

  • [Q&A] What about patients who are unable to do these activities for years? —Get echo/stress test if there is concern, shared decision with patient and anesthesiologist

Cardiovasular testing is rarely indicated in low-MACE-risk patients, or METs>=4 patients.


Other complications

  • Pulm: OSA (STOP-BANG), COPD, Chronic O2 dependent, Asthma, Smoking, Age, ILD, PHTN, Recent respiratory infection (1 mo)

  • Neuro: Stroke after non-cardiac surgery 0.1-1.9%. Elective surgery should preferably be delayed for 9 months after a previous stroke

  • FRAIL Index (new area of discussion)

Surgical risk factors

  • Site near diaphragm (upper abd/thoracic/supra-inguinal vascular)

  • Length >2 hr

  • Type of anesthesia (general/spinal/epidural/monitored anesthesia care/peripheral blocks); type of NM block

  • Emergency surgery (emergent <6 hrs, urgent 6-24 hrs, time sensitive 1-6 weeks, elective>= 1 year)


High value labs and imaging (choose wisely)

  • Labs

  • EKG: may be helpful to establish baseline EKG (Q waves, LVH, arrhythmias)

  • Echo: for unexplained dyspnea, heart failure with a change in condition, or suspected valve disease (or known valvular disease overdue for imaging)

Drugs (briefly)

Additional Resources

  • Link to PPT

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